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LPL Financial Holdings Inc. (LPLA) Stock Fundamental Analysis & AI Rating 2026

LPLA Nasdaq Security & Commodity Brokers, Dealers, Exchanges & Services DE CIK: 0001397911
Recently Updated • Analysis: Apr 12, 2026 • SEC Data: 2025-12-31
Combined AI Rating
SELL
69% Confidence
AGREEMENT
SELL
72% Conf
HOLD
66% Conf

📊 LPLA Key Takeaways

Revenue: $17.0B
Net Margin: 5.1%
Free Cash Flow: $-981.8M
Current Ratio: N/A
Debt/Equity: 1.36x
EPS: $10.92
AI Rating: SELL with 72% confidence
LPL Financial Holdings Inc. (LPLA) receives a SELL rating with 69% confidence from our AI fundamental analysis based on SEC 10-K filings. With revenue of $17.0B, net profit margin of 5.1%, and return on equity (ROE) of 16.1%, LPL Financial Holdings Inc. demonstrates mixed fundamentals in the Services sector. Below is our complete LPLA stock analysis for 2026.

Is LPL Financial Holdings Inc. (LPLA) a Good Investment?

Claude

LPL Financial demonstrates strong top-line growth (+37.2% YoY) but faces significant fundamental deterioration with declining profitability (-18.5% net income YoY), severely negative cash flow (-$981.8M FCF), and elevated leverage (1.36x D/E) that constrains financial flexibility. The disconnect between revenue expansion and earnings contraction, combined with negative operating cash flow, indicates underlying operational stress that is unsustainable without substantial operational improvements.

ChatGPT

Strong top-line growth contrasts with contracting earnings and modest margins, resulting in negative operating and free cash flow. Leverage is elevated with thin interest coverage, limiting financial flexibility despite a solid ROE. Wait for cash generation to turn positive and margins to stabilize before a more constructive stance.

Why Buy LPL Financial Holdings Inc. Stock? LPLA Key Strengths

Claude
  • + Strong revenue growth of 37.2% YoY demonstrates market demand and business expansion
  • + Reasonable return on equity of 16.1% shows the company can generate returns on shareholder capital
  • + Total assets of $18.5B provide a meaningful asset base for a financial services platform
ChatGPT
  • + Robust revenue growth (+37.2% YoY) on a large base
  • + Sustained operating profitability ($1.15B; 6.8% margin)
  • + Solid ROE of 16.1%

LPLA Stock Risks: LPL Financial Holdings Inc. Investment Risks

Claude
  • ! Severe negative free cash flow of -$981.8M combined with negative operating cash flow indicates the company is burning cash despite revenue growth, raising sustainability concerns
  • ! Net income declining 18.5% YoY while revenue grows 37.2% signals deteriorating unit economics and margin compression
  • ! High leverage at 1.36x debt-to-equity with only 2.8x interest coverage leaves limited cushion if interest rates rise or profitability declines further
ChatGPT
  • ! Earnings contraction (-18.5% net income; -22.2% EPS YoY)
  • ! Elevated leverage (1.36x D/E) and thin interest coverage (2.8x)
  • ! Negative operating and free cash flow (-$0.41B OCF; -$0.98B FCF)

Key Metrics to Watch

Claude
  • * Operating cash flow trajectory and path to positive cash generation
  • * Net margin trend and root causes of profitability decline relative to revenue growth
  • * Debt-to-equity ratio and interest coverage ratio to ensure leverage remains manageable
ChatGPT
  • * Free cash flow
  • * Interest coverage

LPL Financial Holdings Inc. (LPLA) Financial Metrics & Key Ratios

Revenue
$17.0B
Net Income
$863.0M
EPS (Diluted)
$10.92
Free Cash Flow
$-981.8M
Total Assets
$18.5B
Cash Position
$1.0B

💡 AI Analyst Insight

The current ratio below 1.0x warrants monitoring of short-term liquidity.

LPLA Profit Margin, ROE & Profitability Analysis

Gross Margin N/A
Operating Margin 6.8%
Net Margin 5.1%
ROE 16.1%
ROA 4.7%
FCF Margin -5.8%

LPLA vs Services Sector: How LPL Financial Holdings Inc. Compares

How LPL Financial Holdings Inc. compares to Services sector averages

Net Margin
LPLA 5.1%
vs
Sector Avg 10.0%
LPLA Sector
ROE
LPLA 16.1%
vs
Sector Avg 16.0%
LPLA Sector
Current Ratio
LPLA 0.0x
vs
Sector Avg 1.5x
LPLA Sector
Debt/Equity
LPLA 1.4x
vs
Sector Avg 0.7x
LPLA Sector

Sector benchmarks are approximate industry averages. Actual sector performance may vary.

Is LPL Financial Holdings Inc. Stock Overvalued? LPLA Valuation Analysis 2026

Based on fundamental analysis, LPL Financial Holdings Inc. has mixed fundamental signals relative to the Services sector in 2026.

Return on Equity
16.1%
Sector avg: 16%
Net Profit Margin
5.1%
Sector avg: 10%
Revenue Growth
N/A
Year-over-year
Debt/Equity
1.36x
Sector avg: 0.7x

Note: This is a fundamental analysis based on SEC filings. For P/E ratio, price targets, and market-based valuation, consult financial data providers. This is not investment advice.

LPL Financial Holdings Inc. Balance Sheet: LPLA Debt, Cash & Liquidity

Current Ratio
N/A
Quick Ratio
N/A
Debt/Equity
1.36x
Debt/Assets
71.1%
Interest Coverage
2.85x
Long-term Debt
$7.3B

LPLA Revenue & Earnings Growth: 5-Year Financial Trend

LPLA 5-year financial data: Year 2021: Revenue $7.7B, Net Income $559.9M, EPS $6.62. Year 2022: Revenue $8.6B, Net Income $472.6M, EPS $5.86. Year 2023: Revenue $10.1B, Net Income $459.9M, EPS $5.63. Year 2024: Revenue $12.4B, Net Income $845.7M, EPS $10.40. Year 2025: Revenue $17.0B, Net Income $1.1B, EPS $13.69.
Revenue
Net Income
EPS (right axis)

5-Year Trend Summary: LPL Financial Holdings Inc.'s revenue has grown significantly by 120% over the 5-year period, indicating strong business expansion. The most recent EPS of $13.69 reflects profitable operations.

LPLA Revenue Growth, EPS Growth & YoY Performance

Revenue Growth
N/A
Year-over-year
Net Income Growth
N/A
Year-over-year
EPS Growth
N/A
Earnings per share
FCF Margin
-5.8%
Free cash flow / Revenue

LPLA Quarterly Earnings & Performance

Quarterly financial performance data for LPL Financial Holdings Inc. including revenue, net income, and earnings per share.
Quarter Revenue Net Income EPS
Q3 2025 $3.1B -$29.5M $-0.37
Q2 2025 $2.9B $243.8M $3.23
Q1 2025 $2.8B $288.8M $3.83
Q3 2024 $2.5B $224.3M $2.91
Q2 2024 $2.5B $243.8M $3.23
Q1 2024 $2.4B $288.8M $3.83
Q3 2023 $2.2B $224.3M $2.86
Q2 2023 $2.0B $160.5M $1.97

Data sourced from SEC EDGAR 10-Q quarterly filings. Figures may represent quarterly or cumulative values.

LPL Financial Holdings Inc. Dividends, Buybacks & Capital Allocation

Operating Cash Flow
-$411.4M
Cash generated from operations
Stock Buybacks
$100.0M
Shares repurchased (TTM)
Capital Expenditures
$570.4M
Investment in assets
Dividends Paid
$94.4M
Returned to shareholders

LPLA SEC Filings: Latest 10-K & 10-Q Analysis

Access official SEC EDGAR filings for LPL Financial Holdings Inc. (CIK: 0001397911)

📋 Recent SEC Filings

Date Form Document Action
Apr 2, 2026 DEF 14A d49466ddef14a.htm View →
Mar 26, 2026 4 xslF345X06/wk-form4_1774556453.xml View →
Mar 26, 2026 4 xslF345X06/wk-form4_1774556350.xml View →
Mar 26, 2026 4 xslF345X06/wk-form4_1774556251.xml View →
Mar 26, 2026 4 xslF345X06/wk-form4_1774556167.xml View →

Frequently Asked Questions about LPLA

What is the AI rating for LPLA?

LPL Financial Holdings Inc. (LPLA) has a Combined AI Rating of SELL from Claude (SELL) and ChatGPT (HOLD) with 69% combined confidence, based on fundamental analysis of SEC EDGAR filings.

What are LPLA's key strengths?

Claude: Strong revenue growth of 37.2% YoY demonstrates market demand and business expansion. Reasonable return on equity of 16.1% shows the company can generate returns on shareholder capital. ChatGPT: Robust revenue growth (+37.2% YoY) on a large base. Sustained operating profitability ($1.15B; 6.8% margin).

What are the risks of investing in LPLA?

Claude: Severe negative free cash flow of -$981.8M combined with negative operating cash flow indicates the company is burning cash despite revenue growth, raising sustainability concerns. Net income declining 18.5% YoY while revenue grows 37.2% signals deteriorating unit economics and margin compression. ChatGPT: Earnings contraction (-18.5% net income; -22.2% EPS YoY). Elevated leverage (1.36x D/E) and thin interest coverage (2.8x).

What is LPLA's revenue and growth?

LPL Financial Holdings Inc. reported revenue of $17.0B.

Does LPLA pay dividends?

LPL Financial Holdings Inc. pays dividends, with $94.4M distributed to shareholders in the trailing twelve months.

Where can I find LPLA SEC filings?

Official SEC filings for LPL Financial Holdings Inc. (CIK: 0001397911) including 10-K, 10-Q, and 8-K reports are available on SEC EDGAR.

What is LPLA's EPS?

LPL Financial Holdings Inc. has a diluted EPS of $10.92.

How is the AI analysis conducted?

Two independent AI systems — Claude (Anthropic) and ChatGPT (OpenAI) — analyze SEC EDGAR filings including 10-K annual reports and 10-Q quarterly reports. Each AI evaluates financial health, profitability ratios, balance sheet strength, and growth metrics. The combined rating reflects both perspectives for balanced insights.

Is LPLA a good stock to buy right now?

Based on our AI fundamental analysis in April 2026, LPL Financial Holdings Inc. has a SELL rating with 69% confidence. Review the strengths and risks sections above before making a decision. This is not investment advice.

Is LPLA stock overvalued or undervalued?

Valuation metrics for LPLA: ROE of 16.1% (sector avg: 16%), net margin of 5.1% (sector avg: 10%). Higher ROE suggests strong returns relative to peers.

Should I buy LPLA stock in 2026?

Our dual AI analysis gives LPL Financial Holdings Inc. a combined SELL rating for 2026. Revenue is data pending, with profitability at or below sector average. Always conduct your own research.

What is LPLA's free cash flow?

LPL Financial Holdings Inc.'s operating cash flow is $-411.4M, with capital expenditures of $570.4M. FCF margin is -5.8%.

How does LPLA compare to other Services stocks?

Vs Services sector averages: Net margin 5.1% (avg: 10%), ROE 16.1% (avg: 16%), current ratio N/A (avg: 1.5).

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Disclaimer: This analysis is generated by Claude AI (Anthropic) and ChatGPT (OpenAI) based on publicly available SEC EDGAR filings. It does not include stock price data and should not be considered financial advice. All fundamental data is sourced from SEC public domain filings. Always conduct your own research and consult with a qualified financial advisor before making investment decisions.
Data Source: SEC EDGAR | Analysis Date: Apr 12, 2026 | Data as of: 2025-12-31 | Powered by Claude AI